We implement the various components that make up an effective compliance program. This includes the appointment of the Compliance Officer, the identification and assessment of risks, the implementation of mitigating controls and the design of anti-corruption policies. We also develop third-party due diligence procedures and specific protocols for risk areas such as donations, conflict of interest, gifts and hospitality, as well as for interaction with public officials.
Our services are complemented by tailored training for executive and senior management, as well as the design of whistleblowing channels, internal investigation protocols, and audit mechanisms aimed at monitoring, evaluating, and continuously improving the Crime Prevention Model.
We also provide support in the design and implementation of Money Laundering and Counter-Terrorist Financing (AML/CFT) Systems for companies classified as Obligated Subjects before the Financial Intelligence Unit (UIF for its acronym in Spanish). Our counsel includes drafting and submitting periodic reports, addressing inquiries related to red flags and suspicious transactions, and responding to requests from the UIF and other competent authorities.
In addition, our specialists conduct internal investigations into potential violations of the compliance program or the commission of fraudulent practices. We also advise on the preparation of integrity reports and background checks and assist in due diligence processes for transactions involving risks related to anti-corruption or anti-money laundering noncompliance.
